Skip directly to search Skip directly to A to Z list Skip directly to page options Skip directly to site content

Volume 19, Number 9—September 2013


R292K Substitution and Drug Susceptibility of Influenza A(H7N9) Viruses

Katrina Sleeman1, Zhu Guo1, John Barnes, Michael Shaw, James Stevens, and Larisa V. GubarevaComments to Author 
Author affiliations: Centers for Disease Control and Prevention, Atlanta, Georgia, USA

Suggested citation for this article


Neuraminidase inhibitors are the only licensed antiviral medications available to treat avian influenza A(H7N9) virus infections in humans. According to a neuraminidase inhibition assay, an R292K substitution reduced antiviral efficacy of inhibitors, especially oseltamivir, and decreased viral fitness in cell culture. Monitoring emergence of R292K-carrying viruses using a pH-modified neuraminidase inhibition assay should be considered.

The recent emergence of an avian influenza A(H7N9) virus causing human infections in China (1,2) is of global concern. Most patients infected during this outbreak have experienced severe disease and required hospitalization; the mortality rate is 21% (3). Although epidemiologic investigations have revealed no evidence of sustained human-to-human transmission (4), suspected limited human-to-human transmission has been reported (3).

As with any emergent influenza virus, it is critical to assess the susceptibility of the influenza A(H7N9) outbreak virus to antiviral drugs, which are the first line of defense before an effective vaccine becomes available. Two classes of antiviral drugs are approved for management of influenza A infections, neuraminidase (NA) inhibitors (NAIs) and matrix 2 protein (M2) blockers (adamantanes). The outbreak viruses carry the established adamantane resistance marker, an S31N substitution in the M2 protein (2), leaving NAIs as the only licensed treatment option. Among the 4 NAIs, oseltamivir and zanamivir are approved in many countries; peramivir has been approved in Japan, South Korea, and China; and laninamivir is approved only in Japan. In contrast to those for adamantanes, genetic markers of resistance to NAIs are often subtype specific and drug specific (5). Therefore, monitoring drug susceptibility of the influenza A(H7N9) viruses requires testing in phenotypic assays using all available NAIs.

The Study

Our aim was to assess NAI susceptibility of 2 influenza A(H7N9) outbreak virus isolates provided by the Chinese Center for Disease Control and Prevention. The influenza A/Anhui/1/2013 isolate was recovered from an untreated patient and contained no notable NAI-resistance markers in the NA gene. When tested in the NA inhibition (NI) assay (6), the virus yielded subnanomolar IC50s (concentration of neuraminidase inhibitor required to reduce enzyme activity by 50%) with all 4 NAIs, similar to results for the drug-sensitive seasonal influenza A viruses used as controls (Table 1). The second isolate, influenza A/Shanghai/1/2013, was collected from a patient who had received 2 doses of oseltamivir; the isolate was reported to contain an NA substitution, R292K (2). R292K is known to alter NAI susceptibility in viruses of N2 (7) and N9 (8) subtypes. However, A/Shanghai/1/2013 virus was reported to be susceptible to both oseltamivir and zanamivir on the basis of NI assay data (2). To clarify the effect of R292K on NAI susceptibility of influenza A(H7N9) viruses, the A/Shanghai/1/2013 egg-grown isolate (E1) was received and tested at the US Centers for Disease Control and Prevention by using the NI assay (6). Our data showed full susceptibility of A/Shanghai/1/2013 virus to oseltamivir (Table 1), an observation consistent with a previous report (2). Analysis of the E1 isolate by pyrosequencing assay (9) revealed a polymorphism at NA residue 292, containing arginine (23%) and lysine (77%; Table 1). Further analysis of the E1 isolate by PacBio deep sequencing confirmed that 77% of the virus population possessed the lysine 292 variant (Table 1).

The inability to detect changes in oseltamivir IC50 despite the presence of R292K raised 2 questions: are conventional NI assays sufficiently sensitive to detect oseltamivir resistance caused by R292K, and is R292K truly a marker of oseltamivir resistance when it is present in these A(H7N9) outbreak viruses? We hypothesized that failure to detect the oseltamivir-resistant population by using the NI assay may stem from substantially reduced activity of the R292K variant NA. Previous studies have shown that the optimal pH for R292K enzyme activity is ≈5.3 (7), whereas the conventional NI assay uses a buffer at pH 6.5. We retested A/Shanghai/1/2013 (E1) by using the NI assay under the lower pH condition. The E1 isolate exhibited a higher oseltamivir IC50 (643 nmol/L vs. 0.6 nmol/L; Table 2) than that determined by the conventional assay, a finding consistent with our hypothesis. IC50s of A/Anhui/1/2013 and reference viruses were either unchanged or found to increase slightly at the lower pH (Table 2).

As part of further investigation of the role of R292K in altering NAI susceptibility, recombinant NA proteins (rNAs) of A/Shanghai/1/2013 isolate and A/Anhui/1/2013 isolate were expressed in insect cells by using a transient expression system. The rNAs were tested with 4 NAIs in conventional and pH-modified NI assays (Tables 1, 2). Irrespective of the assay and N9 backbone used, oseltamivir showed an inhibitory effect on the R292K rNAs activity only at concentrations >1,000 nmol/L. The R292K rNAs also showed increased IC50s for peramivir, zanamivir, and laninamivir (Tables 1, 2), consistent with previous findings (5). IC50s of the NAIs for the rNAs lacking R292K were comparable with those for the A/Anhui/1/2013 virus.

The NA activity of the rNAs was tested at multiple pH points in MES buffer supplemented with 4 mmol/L CaCl2. Activity of the R292K rNA peaked at pH 5.1 and increased by 5-fold compared with that measured under conventional assay conditions (pH 6.5). Conversely, the NA activity of rNA lacking this change was almost unchanged across the pH range tested (pH 4.9−6.9). These findings indicate that the R292K virus population could be concealed because of its reduced enzymatic activity under conventional assay conditions. NI assays with rNA proteins can clarify the extent of NAI sensitivity for each virus mutant and should be considered when analyzing heterogeneous virus populations with suspected NAI resistance.

To interpret NI assay results, criteria from the World Health Organization Antiviral Working Group were applied (10), and comparative differences in IC50s (which defines inhibition as normal [<10], reduced [10–100] or highly reduced [>100]) were determined by using a subtype-specific reference. The A/Shanghai/1/2013 (E1) isolate exhibited highly reduced inhibition by oseltamivir at pH 5.1. On the basis of data obtained by using rNAs, the R292K conferred highly reduced inhibition by peramivir, in addition to oseltamivir, and reduced inhibition by zanamivir and laninamivir (Tables 1,2).


R292 is a highly conserved amino acid across all NA subtypes, and together with 2 other highly conserved residues (R118 and R371), it forms an arginine triad in the enzyme active site (5). R292K is a rare substitution and to date has only been reported in viruses collected from patients treated with oseltamivir (2,5). In addition to A/Shanghai/1/2013 isolate, there is evidence of additional influenza A(H7N9) isolates with the R292K substitution (11). In this study, propagation of A/Shanghai/1/2013 (E1) isolate in eggs and in MDCK-SIAT1 cells resulted in reversion to wild-type (23% Arg in E1 to 100% in E1/S3), confirming results of previous studies with N2 subtype viruses (12). Therefore, fitness of the A/Shanghai/1/2013 R292K virus is probably compromised when replication occurs in the absence of an NAI. However, propagation of the E1 isolate in the presence of oseltamivir (100 nmol/L) resulted in enrichment of the R292K population (from 77% to 100%), demonstrating a growth advantage over the wild-type.

Replication of the E1 isolate in the presence of any NAI in cell culture might lead to enrichment with R292K, because even a small growth advantage would reduce the proportion of the wild type. The efficacy of NAIs in clinical management of influenza (H7N9) infection remains unknown and may be compromised to a certain extent when R292K is present. Animal model studies are needed to aid in the understanding of clinical relevance of R292K. Reduction of NA activity caused by R292K may detrimentally affect transmission of the virus, as indicated by an R292K influenza A(H3N2) virus that showed reduced infectivity in mice (13,14) and ferrets (12,13,15) and was not transmitted among ferrets (12,15). The data reported here demonstrate the continued importance of monitoring drug susceptibility in emergent influenza viruses and highlight the challenges involved in laboratory assessment of NAI drug susceptibility testing.

Dr Sleeman is an associate service fellow on the Molecular Epidemiology Team of the Influenza Division at the Centers for Disease Control and Prevention in Atlanta, Georgia. Her research interests are negative-stranded RNA viruses and antiviral drugs, with a particular emphasis on influenza viruses and antiviral drug resistance.


We thank the Chinese Center for Disease Control and Prevention for sharing the influenza A/Anhui/1/2013 A(H7N9) virus and members of the US Centers for Disease Control and Prevention Influenza Division for their contributions.


  1. World Health Organization. Global Alert and Response (GAR): human infection with influenza A(H7N9) virus in China. Geneva: The Organization; 2013 [cited 2013 May 9].
  2. Gao R, Cao B, Hu Y, Feng Z, Wang D, Hu W, Human infection with a novel avian-origin influenza A(H7N9) virus. N Engl J Med. 2013;368:188897. DOIPubMed
  3. Li Q, Zhou L, Zhou M, Chen Z, Li F, Wu H, Preliminary report: epidemiology of the avian influenza A(H7N9) outbreak in China. N Engl J Med. 2013; [Epub ahead of print]. [cited 2013 Jul 15].
  4. Centers for Disease Control and Prevention. Emergence of avian influenza A(H7N9) virus causing severe human illness—China, February–April 2013. MMWR Morb Mortal Wkly Rep. 2013;62:15 .PubMed
  5. Nguyen HT, Fry AM, Gubareva LV. Neuraminidase inhibitor resistance in influenza viruses and laboratory testing methods. Antivir Ther. 2012;17:15973. DOIPubMed
  6. Okomo-Adhiambo M, Sleeman K, Lysen C, Nguyen HT, Xu X, Li Y, Neuraminidase inhibitor susceptibility surveillance of influenza viruses circulating worldwide during the 2011 Southern Hemisphere season. Influenza Other Respi Viruses. 2013; [Epub ahead of print].
  7. Gubareva LV, Robinson MJ, Bethell RC, Webster RG. Catalytic and framework mutations in the neuraminidase active site of influenza viruses that are resistant to 4-guanidino-Neu5Ac2en. J Virol. 1997;71:338590 .PubMed
  8. McKimm-Breschkin JL, Sahasrabudhe A, Blick TJ, McDonald M, Colman PM, Hart GJ, Mutations in a conserved residue in the influenza virus neuraminidase active site decreases sensitivity to Neu5Ac2en-derived inhibitors. J Virol. 1998;72:245662 .PubMed
  9. Deyde VM, Okomo-Adhiambo M, Sheu TG, Wallis TR, Fry A, Dharan N, Pyrosequencing as a tool to detect molecular markers of resistance to neuraminidase inhibitors in seasonal influenza A viruses. Antiviral Res. 2009;81:1624 . DOIPubMed
  10. World Health Organization. Meetings of the WHO working group on surveillance of influenza antiviral susceptibility—Geneva, November 2011 and June 2012. Wkly Epidemiol Rec. 2012;87:36980 .PubMed
  11. Hu Y, Lu S, Song Z, Wang W, Hao P, Li J, Association between adverse clinical outcome in human disease caused by novel influenza A H7N9 virus and sustained viral shedding and emergence of antiviral resistance. Lancet. 2013;381:22739. DOIPubMed
  12. Hurt AC, Nor'e SS, McCaw JM, Fryer HR, Mosse J, McLean AR, Assessing the viral fitness of oseltamivir-resistant influenza viruses in ferrets, using a competitive-mixtures model. J Virol. 2010;84:942738. DOIPubMed
  13. Carr J, Ives J, Kelly L, Lambkin R, Oxford J, Mendel D, Influenza virus carrying neuraminidase with reduced sensitivity to oseltamivir carboxylate has altered properties in vitro and is compromised for infectivity and replicative ability in vivo. Antiviral Res. 2002;54:7988. DOIPubMed
  14. McKimm-Breschkin JL. Resistance of influenza viruses to neuraminidase inhibitors—a review. Antiviral Res. 2000;47:117. DOIPubMed
  15. Herlocher ML, Carr J, Ives J, Elias S, Truscon R, Roberts N, Influenza virus carrying an R292K mutation in the neuraminidase gene is not transmitted in ferrets. Antiviral Res. 2002;54:99111 . DOIPubMed


Suggested citation for this article: Sleeman K, Guo Z, Barnes J, Shaw M, Stevens J, Gubareva LV. R292K substitution and susceptibility of influenza A(H7N9) viruses to neuraminidase inhibitors. Emerg Infect Dis [Internet]. 2013 Sep [date cited].

DOI: 10.3201/eid1909.130724

1These authors contributed equally to this article.

The footnote "1 " is not cited in the text. Please add an in-text citation or delete the footnote.

Medline reports the last page should be "4" not "5" in reference 4 "Centers for Disease Control and Prevention, 2013".

Medline reports the last page should be "374" not "80" in reference 10 "World Health Organization, 2012".

CrossRef reports the first author should be "McKimmbreschkin" not "McKimm-Breschkin" in reference 14 "McKimm-Breschkin, 2000".

Table of Contents – Volume 19, Number 9—September 2013

Comments to the Authors

Please use the form below to submit correspondence to the authors or contact them at the following address:

Larisa V. Gubareva, Centers for Disease Control and Prevention, 1600 Clifton Rd NE, Mailstop G16, Atlanta, GA 30333, USA

character(s) remaining.

Comment submitted successfully, thank you for your feedback.

Comments to the EID Editors

Please contact the EID Editors via our Contact Form.