Skip directly to site content Skip directly to page options Skip directly to A-Z link Skip directly to A-Z link Skip directly to A-Z link
Volume 15, Number 1—January 2009
Research

Human Infection with Highly Pathogenic Avian Influenza Virus (H5N1) in Northern Vietnam, 2004–2005

Author affiliations: National Institute of Infectious and Tropical Diseases, Hanoi, Vietnam (N.D. Hien, N.H. Ha, N.T. Van, N.T.M. Ha, T.T.M. Lien, N.Q. Thai, V.D. Trang); International Medical Center of Japan, Tokyo, Japan (T. Shimbo, Y. Takahashi, Y. Kato, A. Kawana, S. Akita, K. Kudo)

Cite This Article

Abstract

We performed a retrospective case-series study of patients with influenza A (H5N1) admitted to the National Institute of Infectious and Tropical Diseases in Hanoi, Vietnam, from January 2004 through July 2005 with symptoms of acute respiratory tract infection, a history of high-risk exposure or chest radiographic findings such as pneumonia, and positive findings for A/H5 viral RNA by reverse transcription–PCR. We investigated data from 29 patients (mean age 35.1 years) of whom 7 (24.1%) had died. Mortality rates were 20% (5/25) and 50% (2/4) among patients treated with or without oseltamivir (p = 0.24), respectively, and were 33.3% (5/15) and 14.2% (2/14) among patients treated with and without methylprednisolone (p = 0.39), respectively. After exact logistic regression analysis was adjusted for variation in severity, no significant effectiveness for survival was observed among patients treated with oseltamivir or methylprednisolone.

Human infection with the highly pathogenic avian influenza A virus (H5N1) was discovered in Hong Kong Special Administrative Region, People’s Republic of China, in 1997 (13). It has since been identified in other countries, primarily in Southeast Asia. Among 100 confirmed infected patients, 46 have died in Vietnam since 2003 (4,5).

Severe viral pneumonia accompanied by diffuse alveolar damage develops in patients infected with influenza virus (H5N1) (6). High viral load causes intense cytokine reactions and inflammation (7). Clinical factors that might be associated with severity include age, delayed consultation, lower respiratory tract lesions, and leukopenia (4,810). However, few cases have reported which factors, including patient management, affect outcomes. Our study reviews the clinical courses of patients treated in Hanoi, Vietnam, and investigates the association between clinical findings and survival.

The effects of oseltamivir and other neuraminidase inhibitors have been demonstrated in experimental models (1113), but their outcomes in humans have not been verified. Randomized controlled trials would be optimal for investigating the effectiveness of oseltamivir compared with placebo, but they are not an option because of ethical issues. Therefore, this issue can only be addressed through observational studies. Despite limited empirical evidence, the World Health Organization (WHO) reported that oseltamivir improved survival (14) and recommended treatment with oseltamivir because of high mortality rates associated with influenza A virus (14,15). Patients from northern Vietnam are described in detail.

Methods

We investigated patients infected with influenza A virus (H5N1) who were referred to the National Institute of Infectious and Tropical Diseases in Hanoi, Vietnam, from other local hospitals from January 2004 through July 2005. Pediatric patients were admitted to another institution in Hanoi and were excluded from the present study. A WHO inspection team at the National Institute for Hygiene and Epidemiology in Hanoi virologically confirmed H5N1 subtype infection in the patients by using a reverse transcription–PCR (RT-PCR) for influenza A/H5. We investigated only patients with H5N1 subtype infection determined from symptoms of acute respiratory tract infection, a history of high-risk exposure, or chest radiographic findings such as pneumonia. All patients were reported to WHO as having confirmed infection with avian influenza virus (H5N1). We excluded other patients with positive RT-PCR results because of reasons described below. The study was reviewed and approved by the ethics committees at the International Medical Center of Japan and the National Institute of Infectious and Tropical Diseases in Vietnam.

Data were obtained for general characteristics, history of high-risk exposure, medical history, symptoms, signs, microbiologic and biochemical test results, chest radiographic findings, treatment strategies, and outcomes from medical records from April through October 2006.

We investigated associations between clinical findings and survival by using univariate analysis. Initial laboratory and chest radiographic findings after hospitalization were recorded in the medical charts and used. The relationship between survival and treatment with oseltamivir or methylprednisolone was investigated by adjusting for factors related to severity in an exact logistic regression analysis, which is appropriate for small amounts or unbalanced binary data (16). Because the study cohort was small, deaths were few and overfitting was possible (17,18); only 1 covariate could be added for adjustment into the logistic regression model. Therefore, we used leukocyte counts, platelet counts, aspartate aminotransferase (AST) levels, and urea nitrogen levels as an adjustment for severity because these values are associated with reported outcomes (14). Also, many missing observations prevented adjustment using albumin levels. Data were analyzed by using the Wilcoxon test, χ2 test, and Fisher exact test when appropriate and the statistical package SAS version 8.2 (SAS Institute, Cary, NC, USA).

Results

Among 41 patients who were hospitalized from January 2004 through July 2005 and had positive RT-PCR results, 12 were excluded from the study (3 patients whose medical records were unavailable; 2 patients related to persons with confirmed H5N1 subtype pneumonia who were asymptomatic, positive for viral RNA, and treated with prophylactic oseltamivir; and 7 patients who had some illnesses, particularly respiratory diseases, which complicated interpretation of the clinical course or chest radiographic findings). We therefore studied 29 patients with clinically and virologically confirmed influenza A (H5N1) infection.

Figure

Thumbnail of Clinical course of 29 patients infected with highly pathogenic avian influenza virus (H5N1), northern Vietnam, 2004–2005. Zero days on horizontal axis represent days of hospitalization at the National Institute of Infectious and Tropical Diseases. Shaded bars, days between disease onset and hospitalization; open bars, days between hospitalization and discharge; dots, start of oseltamivir treatment. Information on the right shows date of hospitalization, age in years, sex, and leukoc

Figure. Clinical course of 29 patients infected with highly pathogenic avian influenza virus (H5N1), northern Vietnam, 2004–2005. Zero days on horizontal axis represent days of hospitalization at the National Institute of Infectious...

Table 1 shows the general characteristics of the patients, and the Figure shows the clinical course from onset of disease to hospitalization and discharge. Patients ranged in age from 14 to 67 years and with a mean age of 35.1 years. A total of 25 patients were given 150 mg/day of oseltamivir, and 15 were treated with methylprednisolone (initial dose 40–160 mg/day, median dose 80 mg/day). Seven (24.1%) of the 29 patients died. No significant associations were found between mortality rates and age (p = 0.57), sex (p = 0.68), history of high-risk exposure (contact with poultry [p = 1.00], contact with sick poultry [p = 1.00], and contact with sick poultry or persons [p = 1.00]). Three of 6 patients from a family infected with H5N1 subtype died, and 4 of 23 patients without such an association died (p = 0.13). Duration between onset of disease and hospitalization was not associated with higher mortality rates (p = 0.98).

Table 2 shows initial laboratory findings at hospitalization. Leukopenia (neutropenia), thrombocytopenia, hypoalbuminemia, and increased AST and urea nitrogen levels were associated with increased deaths.

Five (20.0%) of the 25 patients treated with oseltamivir died, as did 2 (50.0%) of 4 who were not treated (odds ratio 0.25, 95% confidence interval [CI] 0.03–2.24, p = 0.24). To adjust for variation in disease severity among patients, exact logistic regression was performed by using leukocyte counts, platelet counts, AST levels, and urea nitrogen levels. Adjusted odds ratios for deaths among patients treated with oseltamivir were 0.15 (95% CI 0.00–2.57, p = 0.19), 0.16 (95% CI 0.00–2.23, p = 0.17), 0.54 (95% CI 0.02–11.85, p = 1.00), and 0.28 (95% CI 0.01–5.16, p = 0.55), respectively, for the 4 adjustments for disease severity.

The time between the onset of symptoms and initiation of treatment with oseltamivir varied (Table 1, Figure). The mortality rates were 20% (3/15) and 20% (2/10) when treatment with oseltamivir was started within and after 7 days of disease onset.

Methylprednisolone was given to 15 of 29 patients. Five (33.3%) of these 15 patients died, and 2 (14.3%) of 14 patients who were not given this drug died (odds ratio 3.0, 95% CI 0.48–18.93, p = 0.39). Exact logistic regression after adjustment for severity by using leukocyte counts, platelet counts, AST levels, or urea nitrogen levels showed odds ratios for deaths among patients treated with methylprednisolone of 0.74 (95% CI 0.00–9.57, p = 0.82), 1.82 (95% CI 0.18–25.48, p = 0.89), 1.14 (95% CI 0.07–18.92, p = 1.00), and 2.43 (95% CI 0.28–31.69, p = 0.61), respectively.

Thirteen patients were treated with oseltamivir and methylprednisolone. The regression model that included these 2 drugs and interactions did not show effectiveness of either drug.

Discussion

The overall mortality rate of 24.1% in this study was lower than rates in previous studies and WHO reports. Table 3 summarizes the characteristics of patients from previous studies. Patients in the present study were older because pediatric patients were excluded because of treatment elsewhere. WHO has reported that the mortality rate of 73% for infection with H5NI subtype is highest in persons 10–19 years of age, and that patients 20–39 years of age account for >60% of the deaths (22). The expected mortality rate would be 51.8% if our case-patients had the same age-specific mortality rate as in a WHO report (14). The lower mortality rate in our study could not be explained by an age difference. The relatively high leukocyte count and factors related to outcomes suggest that a reasonably large number of mildly infected patients might have been included, although chest radiographs showed variable progression in lesions from mild to severe.

Persons who died were concentrated in the early period of the study, especially in 2004. Virus genotype and load data could provide useful information on pathogenesis and outcome. However, these data were not available.

Factors affecting outcome were leukocyte and platelet counts, and albumin, ALT, and urea nitrogen levels. Results were consistent with previous findings (14) and suggested that outcome is related to lesions in several organs.

Although the mortality rate was lower among patients treated with oseltamivir, differences were not significant. Exact logistic regression after adjustments for laboratory results yielded an odds ratio of 0.15–0.54 for death. The small number of patients prevented valid adjustment, and confounding factors might not have been sufficiently eliminated. A larger patient cohort should be able to adjust for severity of disease.

If one considers the possibility of confounding factors, the reason oseltamivir was not prescribed should be investigated. If oseltamivir was withheld from patients with severe infections and administered only to those with milder symptoms, the drug would apparently be more effective. Among 4 patients who were not prescribed oseltamivir, initial RT-PCR results were negative for 1 patient, who subsequently died. Oseltamivir was unavailable for treatment of another patient who died. The other 2 surviving patients were not prescribed oseltamivir because their chest radiographs showed only minimal lesions. Therefore, withholding oseltamivir was not associated with disease severity.

Higher doses of oseltamivir or longer drug administration have improved outcomes in animal models (23,24). Because all patients in our study were given oseltamivir at a dose of 150 mg/day, we could not investigate the effect of a higher dose.

Mortality rates were higher in patients treated with methylprednisolone than in those not treated with this drug. This finding can be explained by disease severity because severely ill patients were more likely to be given methylprednisolone. However, even after we adjusted for this confounding effect, no beneficial effect of methylprednisolone was observed. Further, an experimental model has recently raised doubt about the effect of cytokine suppression (25).

Our study described patients infected with influenza A virus (H5N1) in Hanoi, Vietnam. These patients had lower mortality rates than those reported in other studies. The reason for the low mortality rate could not be investigated thoroughly without virologic information. Oseltamivir was prescribed in 25 of 29 patients, and their mortality rate was apparently decreased, although the patient cohort was too small to generate sufficient statistical power. In addition, since our study was an observational study, these findings might have been influenced by confounding factors. Further detailed observations from a larger number of patients are required.

Dr Hien is the director general at the National Institute of Infectious and Tropical Diseases in Hanoi, Vietnam. His research interests are clinical practice and research of infectious and tropical diseases.

Top

Acknowledgments

We thank the staffs of the National Institute of Infectious and Tropical Diseases, Bach Mai Hospital, and the National Institute of Hygiene and Epidemiology for diagnosing the infections and treating patients; and Nguyen Thi Le Hang, Pham Thi Phuong Thuy, and Toshie Manabe for invaluable help in coordinating this study.

This study was supported by a research grant (Research on Emerging and Re-emerging Infectious Diseases) from the Ministry of Health, Labour and Welfare, Japan, to K.K.

Top

References

  1. Centers for Disease Control and Prevention. Isolation of avian influenza A(H5N1) viruses from humans—Hong Kong, May–December 1997. JAMA. 1998;279:2634. DOIPubMedGoogle Scholar
  2. Centers for Disease Control and Prevention. Update: isolation of avian influenza A(H5N1) viruses from humans—Hong Kong, 1997–1998. JAMA. 1998;279:3478. DOIPubMedGoogle Scholar
  3. Ku  AS, Chan  LT. The first case of H5N1 avian influenza infection in a human with complications of adult respiratory distress syndrome and Reye’s syndrome. J Paediatr Child Health. 1999;35:2079.PubMedGoogle Scholar
  4. Tran  TH, Nguyen  TL, Nguyen  TD, Luong  TS, Pham  PM, Nguyen  VC, Avian influenza A (H5N1) in 10 patients in Vietnam. N Engl J Med. 2004;350:117988. DOIPubMedGoogle Scholar
  5. World Health Organization. Cumulative number of confirmed human cases of avian influenza A/(H5N1) reported to WHO, 2007. Geneva: The Organization [cited 2008 Oct 2]. Available from http://www.who.int/csr/disease/avian_influenza/country/cases_table_2007_09_10/en/index.html
  6. To  KF, Chan  PK, Chan  KF, Lee  WK, Lam  WY, Wong  KF, Pathology of fatal human infection associated with avian influenza A H5N1 virus. J Med Virol. 2001;63:2426. DOIPubMedGoogle Scholar
  7. de Jong  MD, Simmons  CP, Thanh  TT, Hien  VM, Smith  GJ, Chau  TN, Fatal outcome of human influenza A (H5N1) is associated with high viral load and hypercytokinemia. Nat Med. 2006;12:12037. DOIPubMedGoogle Scholar
  8. Yuen  KY, Chan  PK, Peiris  M, Tsang  DN, Que  TL, Shortridge  KF, Clinical features and rapid viral diagnosis of human disease associated with avian influenza A H5N1 virus. Lancet. 1998;351:46771. DOIPubMedGoogle Scholar
  9. Chotpitayasunondh  T, Ungchusak  K, Hanshaoworakul  W, Chunsuthiwat  S, Sawanpanyalert  P, Kijphati  R, Human disease from influenza A (H5N1), Thailand, 2004. Emerg Infect Dis. 2005;11:2019.PubMedGoogle Scholar
  10. Beigel  JH, Farrar  J, Han  AM, Hayden  FG, Hyer  R, de Long  MD, Avian influenza A (H5N1) infection in humans. N Engl J Med. 2005;353:137485. DOIPubMedGoogle Scholar
  11. Gubareva  LV, McCullers  JA, Bethell  RC, Webster  RG. Characterization of influenza A/HongKong/156/97 (H5N1) virus in a mouse model and protective effect of zanamivir on H5N1 infection in mice. J Infect Dis. 1998;178:15926. DOIPubMedGoogle Scholar
  12. Leneva  IA, Roberts  N, Govorkova  EA, Goloubeva  OG, Webster  RG. The neuraminidase inhibitor GS4104 (oseltamivir phosphate) is efficacious against A/Hong Kong/156/97 (H5N1) and A/Hong Kong/1074/99 (H9N2) influenza viruses. Antiviral Res. 2000;48:10115. DOIPubMedGoogle Scholar
  13. Leneva  IA, Goloubeva  O, Fenton  RJ, Tisdale  M, Webster  RG. Efficacy of zanamivir against avian influenza A viruses that possess genes encoding H5N1 internal proteins and are pathogenic in mammals. Antimicrob Agents Chemother. 2001;45:121624. DOIPubMedGoogle Scholar
  14. Writing Committee of the Second World Health Organization Consultation on Clinical Aspects of Human Infection with Avian Influenza A (H5N1) Virus. Update on avian influenza A (H5N1) virus infection in humans. N Engl J Med. 2008;358:26173. DOIPubMedGoogle Scholar
  15. Schunemann  HJ, Hill  SR, Kakad  M, Bellamy  R, Uyeki  TM, Hayden  FG, WHO Rapid Advice Guidelines for pharmacological management of sporadic human infection with avian influenza A (H5N1) virus. Lancet Infect Dis. 2007;7:2131. DOIPubMedGoogle Scholar
  16. Mehta  CR, Patel  NR. Exact logistic regression: theory and examples. Stat Med. 1995;14:214360. DOIPubMedGoogle Scholar
  17. Concato  J, Feinstein  AR, Holford  TR. The risk of determining risk with multivariable models. Ann Intern Med. 1993;118:20110.PubMedGoogle Scholar
  18. Peduzzi  P, Concato  J, Kemper  E, Holford  TR, Feinstein  AR. A simulation study of the number of events per variable in logistic regression analysis. J Clin Epidemiol. 1996;49:13739. DOIPubMedGoogle Scholar
  19. Oner  AF, Arslan  S, Akdeniz  H, Sahin  HA, Cesur  Y, Epcacan  S, Avian influenza A (H5N1) infection in eastern Turkey in 2006. N Engl J Med. 2006;355:217985. DOIPubMedGoogle Scholar
  20. Kandun  IN, Wibisono  H, Sedyaningsih  ER, Yusharmen, Hadisoedarsuno W, Purba W, et al. Three Indonesian clusters of H5N1 virus infection in 2005. N Engl J Med. 2006;355:218694. DOIPubMedGoogle Scholar
  21. Buchy  P, Mardy  S, Vong  S, Toyoda  T, Aubin  JT, Miller  M, Influenza A/H5N1 virus infection in humans in Cambodia. J Clin Virol. 2007;39:1648. DOIPubMedGoogle Scholar
  22. World Health Organization. Epidemiology of WHO-confirmed human cases of avian influenza A(H5N1) infection. Wkly Epidemiol Rec. 2006;81:24960.PubMedGoogle Scholar
  23. Govorkova  EA, Rehg  JE, Krauss  S, Yen  HL, Guan  Y, Peiris  M, Lethality to ferrets of H5N1 influenza viruses isolated from humans and poultry in 2004. J Virol. 2005;79:21918. DOIPubMedGoogle Scholar
  24. Yen  HL, Monto  AS, Webster  RG, Govorkova  EA. Virulence may determine the necessary duration and dosage of oseltamivir treatment for highly pathogenic A/Vietnam/1203/04 influenza virus in mice. J Infect Dis. 2005;192:66572. DOIPubMedGoogle Scholar
  25. Salomon  R, Hoffmann  E, Webster  RG. Inhibition of the cytokine response does not protect against lethal H5N1 influenza infection. Proc Natl Acad Sci U S A. 2007;104:1247981. DOIPubMedGoogle Scholar

Top

Figure
Tables

Top

Cite This Article

DOI: 10.3201/eid1501.080073

Table of Contents – Volume 15, Number 1—January 2009

EID Search Options
presentation_01 Advanced Article Search – Search articles by author and/or keyword.
presentation_01 Articles by Country Search – Search articles by the topic country.
presentation_01 Article Type Search – Search articles by article type and issue.

Top

Comments

Please use the form below to submit correspondence to the authors or contact them at the following address:

Takuro Shimbo, Research Institute, International Medical Center of Japan, 1-21-1 Toyama, Shinjuku, Tokyo 162-8655, Japan;

Send To

10000 character(s) remaining.

Top

Page created: November 19, 2010
Page updated: November 19, 2010
Page reviewed: November 19, 2010
The conclusions, findings, and opinions expressed by authors contributing to this journal do not necessarily reflect the official position of the U.S. Department of Health and Human Services, the Public Health Service, the Centers for Disease Control and Prevention, or the authors' affiliated institutions. Use of trade names is for identification only and does not imply endorsement by any of the groups named above.
file_external